Change in substantial holding
Released
Released
Announcement PDF
604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme
VRX Silica Limited
ACN/ARSN
59 142 014 873
1. Details of substantial holder (1)
Sparta AG, Hamburg, Germany
Name
Deutsche Balaton Aktiengesellschaft, Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft, Heidelberg, Germany
DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany
Wilhelm K.T. Zours, Heidelberg, Germany
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
21
/
07
/
21
The previous notice was given to the company on
The previous notice was dated
28
28
/
/
05
05
/
/
21
21
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Fully paid ordinary shares
Previous notice
Person’s votes
25,665,421
Voting power (5)
5.05%
Present notice
Person’s votes
32,383,530
Voting power (5)
6.08%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideration given
in relation to
change (7)
Class and number of
securities affected
Person’s
votes
affected
31 May 2021
Sparta AG
On-market purchases
$0.2600 per share
ordinary shares,
449,671
449,671
01 June 2021
Sparta AG
On-market purchases
$0.2594 per share
ordinary shares,
265,654
265,654
02 June 2021
Sparta AG
On-market purchases
$0.2650 per share
ordinary shares,
10,763
10,763
03 June 2021
Sparta AG
On-market purchases
$0.2600 per share
ordinary shares,
181,057
181,057
07 June 2021
Sparta AG
On-market purchases
$0.2596 per share
ordinary shares,
272,266
272,266
08 June 2021
Sparta AG
On-market purchases
$0.2600 per share
ordinary shares,
77,398
77,398
09 June 2021
Sparta AG
On-market purchases
$0.2550 per share
ordinary shares,
100,000
100,000
10 June 2021
Sparta AG
On-market purchases
$0.2508 per share
ordinary shares,
450,000
450,000
11 June 2021
Sparta AG
On-market purchases
$0.2600 per share
ordinary shares,
149,549
149,549
15 June 2021
Sparta AG
On-market purchases
$0.2565 per share
ordinary shares,
241,260
241,260
16 June 2021
Sparta AG
On-market purchases
$0.2581 per share
ordinary shares,
159,191
159,191
22 June 2021
Sparta AG
On-market purchases
$0.2400 per share
ordinary shares,
348,740
348,740
23 June 2021
Sparta AG
On-market purchases
$0.2400 per share
ordinary shares,
101,260
101,260
24 June 2021
Sparta AG
On-market purchases
$0.2400 per share
ordinary shares,
50,000
50,000
25 June 2021
Sparta AG
On-market purchases
$0.2200 per share
ordinary shares,
96,147
96,147
28 June 2021
Sparta AG
On-market purchases
$0.2200 per share
ordinary shares,
103,853
103,853
29 June 2021
Sparta AG
On-market purchases
$0.2200 per share
ordinary shares,
200,000
200,000
30 June 2021
Sparta AG
On-market purchases
$0.2200 per share
ordinary shares,
100,000
100,000
02 July 2021
Sparta AG
On-market purchases
$0.2263 per share
ordinary shares,
427,961
427,961
05 July 2021
Sparta AG
On-market purchases
$0.2300 per share
ordinary shares,
286,120
286,120
06 July 2021
Sparta AG
On-market purchases
$0.2300 per share
ordinary shares,
258,322
258,322
07 July 2021
Sparta AG
On-market purchases
$0.2300 per share
ordinary shares,
102,558
102,558
08 July 2021
Sparta AG
On-market purchases
$0.2300 per share
ordinary shares,
52,810
52,810
09 July 2021
Sparta AG
On-market purchases
$0.2271 per share
ordinary shares,
423,742
423,742
12 July 2021
Sparta AG
On-market purchases
$0.2237 per share
ordinary shares,
448,487
448,487
13 July 2021
Sparta AG
On-market purchases
$0.2174 per share
ordinary shares,
435,549
435,549
14 July 2021
Sparta AG
On-market purchases
$0.2082 per share
ordinary shares,
506,021
506,021
15 July 2021
Sparta AG
On-market purchases
$0.2000 per share
ordinary shares,
100,000
100,000
20 July 2021
Sparta AG
On-market purchases
$0.2000 per share
ordinary shares,
81,409
81,409
21 July 2021
Sparta AG
On-market purchases
$0.2139 per share
ordinary shares,
238,321
238,321
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered
holder of
securities
Sparta AG
Person entitled to be
registered as holder (8)
Nature of relevant interest (6)
Class and number
of securities
Person’s votes
Sparta AG
Registered Holder
Ordinary Shares,
29,983,530
29,983,530
Deutsche Balaton
Aktiengesellschaft
Sparta AG, Deutsche
Balaton
Aktiengesellschaft
Registered Holder, Major
Shareholder of Sparta AG
Ordinary Shares,
30,083,530
30,083,530
VV Beteiligungen
Aktiengesellschaft
Sparta AG, Deutsche
Balaton
Aktiengesellschaft
Major Shareholder of
Deutsche Balaton
Aktiengesellschaft
Ordinary Shares,
30,083,530
30,083,530
DELPHI
Unternehmensberatung
Aktiengesellschaft
Sparta AG, Deutsche
Balaton
Aktiengesellschaft,
DELPHI
Unternehmensberatung
Aktiengesellschaft
Registered Holder, Holding
Company of VV Beteiligungen
Aktiengesellschaft
Ordinary Shares,
32,383,530
32,383,530
Wilhelm K.T. Zours
Sparta AG, Deutsche
Balaton
Aktiengesellschaft,
DELPHI
Unternehmensberatung
Aktiengesellschaft
Major Shareholder of DELPHI
Unternehmensberatung
Aktiengesellschaft
Ordinary Shares,
32,383,530
32,383,530
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Sparta AG
Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Deutsche Balaton Aktiengesellschaft
Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft
Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
DELPHI Unternehmensberatung
Aktiengesellschaft
Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Wilhelm K.T. Zours
69120 Heidelberg, Germany
Signature
print name
Alexander Link
sign here
(1)
capacity
Member Management Board
date
21
/
07
/
21
DIRECTIONS
If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8)
If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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